Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erin Pember McClain | 5166083 | 1 | 09/11/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Clayton A Cornhall | 4723538 | 2 | 08/09/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| James Merle Weiss | 4505490 | 3 | 07/15/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Leonard David Bernstein | 2549968 | 1 | 07/11/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Michael Ryan Petruska | 4907900 | 4 | 06/30/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Michael John Cutrone | 7120143 | 3 | 06/29/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Christopher Jonathan Asher | 2572019 | 1 | 05/18/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Paul Koo | 1784638 | 1 | 05/17/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Gregoire Philippe Tournant | 2179915 | 3 | 05/17/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Glenn Allen Fogle | 2104115 | 3 | 05/11/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |