Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Christopher Bliss | 4875381 | 6 | 12/12/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Joseph Samuel Hanson | 5109237 | 6 | 11/24/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Catherine Chavez | 5875277 | 1 | 11/13/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Gary B Gross | 2474716 | 2 | 11/04/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Charles Christopher Connors | 4143055 | 3 | 11/03/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Brian Harold Fisher | 2411493 | 2 | 10/04/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Sean Clay Markham | 2740468 | 2 | 09/30/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| John Christopher Eastham | 2875894 | 1 | 09/19/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Christopher Brian Jones | 2867623 | 5 | 09/17/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Esteban Jimenez | 6555462 | 1 | 09/14/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |