Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Megurditch Mike Patatian | 4047060 | 21 | 08/27/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Chad Mehle | 7008517 | 1 | 08/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Lawrence Kelly | 2293119 | 7 | 08/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Hugh James McGuire | 1858293 | 1 | 08/27/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Francisco Javier Cabral | 5257195 | 2 | 08/27/2024 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |
| Kathy A Watson | 4966072 | 2 | 08/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher John Jacobi | 1648679 | 5 | 08/26/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| David Edward Waite | 4610145 | 2 | 08/26/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Jeffrey Mason | 1023965 | 7 | 08/26/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter J Cox | 4501828 | 2 | 08/25/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |