Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Farah | 1624907 | 1 | 10/13/1988 | Customer Dispute | Pending | $31,070.00 | $0.00 | See FINRA Report |
| Brian Philip Sweeney | 716386 | 2 | 06/28/1988 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jac Burton Stulberg | 1473233 | 9 | 03/13/1988 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Richard Dean Kirkland | 270700 | 4 | 10/01/1987 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael John Hoctor | 855965 | 1 | 08/11/1987 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Dickson Livermore Barnhart | 13074 | 3 | 02/01/1987 | Customer Dispute | Pending | $37,070.00 | $0.00 | See FINRA Report |
| Stephan Jon Parks | 1002791 | 4 | 07/03/1986 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Allan Sanford Gordon | 225635 | 4 | 10/07/1985 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Allan Sanford Gordon | 225635 | 4 | 10/07/1985 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Allan Sanford Gordon | 225635 | 4 | 06/07/1985 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |