Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Edward Quintas | 1230164 | 5 | 09/18/1991 | Customer Dispute | Pending | $27,000.00 | $0.00 | See FINRA Report |
| Curtis Hammond Brown | 32117 | 2 | 06/03/1991 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Rebecca Livingston Turnbow | 1368405 | 1 | 04/16/1991 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Digregorio | 1049162 | 1 | 01/14/1991 | Customer Dispute | Pending | $22,000.00 | $0.00 | See FINRA Report |
| Raymond Brant Ryan | 1596023 | 1 | 12/11/1990 | Customer Dispute | Pending | $50,000,000.00 | $0.00 | See FINRA Report |
| Walter Alexander Koskinen | 1275243 | 4 | 09/10/1990 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Christopher Byron Shafer | 1282180 | 2 | 07/30/1990 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Charles Arthur Casey | 709047 | 13 | 03/30/1990 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Charles Arthur Casey | 709047 | 13 | 03/30/1990 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| William Frank Masucci | 1267408 | 7 | 12/29/1989 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |