Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard William Vari | 730967 | 1 | 07/01/1993 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Douglas James Vollmer | 455505 | 6 | 04/21/1993 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Quintas | 1230164 | 5 | 04/12/1993 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Alan Hawks | 712333 | 2 | 03/25/1993 | Customer Dispute | Pending | $20,448.00 | $0.00 | See FINRA Report |
| Charles Edward Quintas | 1230164 | 5 | 01/22/1993 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Shawn Joseph Foley | 2441232 | 1 | 12/18/1992 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| William Noel Goodwin | 225534 | 4 | 09/24/1992 | Customer Dispute | Pending | $236,725.00 | $0.00 | See FINRA Report |
| Mark Richard Loft | 1717679 | 4 | 09/08/1992 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert William Perry Holstrom | 249175 | 5 | 03/01/1992 | Customer Dispute | Pending | $12,835.40 | $0.00 | See FINRA Report |
| Charles Arthur Casey | 709047 | 13 | 12/27/1991 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |