Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Allan Leader | 304558 | 2 | 08/03/1994 | Customer Dispute | Pending | $52,000.00 | $0.00 | See FINRA Report |
| Owen Henry Dugan | 1450491 | 2 | 07/25/1994 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gary Dean Williams | 1362292 | 5 | 06/13/1994 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Robert Manch | 722886 | 1 | 05/01/1994 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Christian V Ekberg | 1445715 | 7 | 03/22/1994 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Alain Thomas | 1211867 | 4 | 03/22/1994 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| George Edward Fischer | 1315706 | 13 | 10/22/1993 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Douglas Clayton Cripps | 1275349 | 12 | 10/21/1993 | Customer Dispute | Pending | $69,000.00 | $0.00 | See FINRA Report |
| Michael Scott Underwood | 2121307 | 3 | 07/20/1993 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gwendolyn D Chatham | 1087730 | 7 | 07/12/1993 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |