Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Wayne Zisterer | 1424585 | 9 | 07/26/1996 | Customer Dispute | Pending | $14,000.00 | $0.00 | See FINRA Report |
| Arthur Martin Kwarta | 1298585 | 2 | 07/09/1996 | Customer Dispute | Pending | $1,159,360.00 | $0.00 | See FINRA Report |
| Timothy Edward Casserly | 1309172 | 1 | 04/19/1996 | Customer Dispute | Pending | $5,396,000.00 | $0.00 | See FINRA Report |
| Bruce John Malinowski | 728241 | 2 | 12/15/1995 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Frank Edward Turpin | 1260746 | 3 | 11/27/1995 | Customer Dispute | Pending | $5,250.00 | $0.00 | See FINRA Report |
| Michael Stephen Haynes | 1236000 | 2 | 11/17/1995 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Alan Kalodner | 1399718 | 2 | 04/03/1995 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Virginia Lucille Taylor | 1014405 | 2 | 02/22/1995 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffery Mark Leech | 1297229 | 5 | 11/08/1994 | Customer Dispute | Pending | $85,000.00 | $0.00 | See FINRA Report |
| Gail F Perrymason | 1843678 | 8 | 11/01/1994 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |