Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darcie Jean Coy | 1865365 | 3 | 09/01/1997 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter L Wolff | 1803017 | 1 | 08/28/1997 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicholas Louis Keating | 1234118 | 2 | 05/16/1997 | Customer Dispute | Pending | $16,697.00 | $0.00 | See FINRA Report |
| Thomas Vincent Meaglia | 862483 | 27 | 04/21/1997 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Uwe Arthur Werner | 1332310 | 1 | 03/12/1997 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Madison Thagard | 1782080 | 1 | 10/31/1996 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Clement Esposito | 1659683 | 2 | 09/16/1996 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Vincent Meaglia | 862483 | 27 | 08/30/1996 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Daniel Davila | 1686004 | 2 | 08/30/1996 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
| William Terrence Eichinger | 76349 | 6 | 08/29/1996 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |