Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Edward Mills | 2164873 | 6 | 03/19/1998 | Customer Dispute | Pending | $55,000.00 | $0.00 | See FINRA Report |
| David Sheinheit | 1512493 | 4 | 03/03/1998 | Customer Dispute | Pending | $500,000.00 | $140,000.00 | See FINRA Report |
| Stephen Frederick Jusick | 262791 | 1 | 02/13/1998 | Customer Dispute | Pending | $14,000.00 | $0.00 | See FINRA Report |
| Kenneth Edward Zalcman | 475695 | 3 | 01/27/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Gagliardi | 2145157 | 1 | 01/26/1998 | Customer Dispute | Pending | $11,500.00 | $0.00 | See FINRA Report |
| Roger Scott Sawtelle | 806933 | 1 | 12/31/1997 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Vincent Meaglia | 862483 | 27 | 10/08/1997 | Customer Dispute | Pending | $735,757.00 | $0.00 | See FINRA Report |
| Sally Lu Cashman | 1108301 | 5 | 09/25/1997 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 09/11/1997 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Darcie Jean Coy | 1865365 | 3 | 09/01/1997 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |