Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Franklin Beck | 1729263 | 4 | 08/11/1998 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Gerhard Hollmann | 1113748 | 1 | 08/09/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter Saab | 2058539 | 1 | 08/03/1998 | Customer Dispute | Pending | $5,640.00 | $0.00 | See FINRA Report |
| Chung Wai Wong | 2302976 | 2 | 07/31/1998 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Paul Albert Marrella | 320509 | 1 | 07/08/1998 | Customer Dispute | Pending | $105,000.00 | $0.00 | See FINRA Report |
| Steven Phillip Sitkowski | 1031131 | 7 | 07/01/1998 | Customer Dispute | Pending | $76,495.20 | $0.00 | See FINRA Report |
| Ugwuogo Onwuka | 2087673 | 2 | 06/18/1998 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Arthur Michael Defilippo | 1348804 | 7 | 05/26/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Andrew Marcsok | 2086239 | 1 | 03/30/1998 | Customer Dispute | Pending | $12,000.00 | $0.00 | See FINRA Report |
| Jay Lawrence Leib | 1663595 | 4 | 03/23/1998 | Customer Dispute | Pending | $7,453.89 | $0.00 | See FINRA Report |