Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Anthony Cirocco | 1009930 | 1 | 11/09/1998 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Douglas Anthony Naccarato | 1761893 | 1 | 11/06/1998 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Vincent Jerome Hill | 1907930 | 1 | 10/28/1998 | Customer Dispute | Pending | $24,000.00 | $0.00 | See FINRA Report |
| Allen Cohen | 849258 | 4 | 10/16/1998 | Customer Dispute | Pending | $7,000.00 | $0.00 | See FINRA Report |
| Cynthia Volpe Ware | 874269 | 1 | 10/15/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Darren Bell | 1592291 | 7 | 10/14/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Ellis Gold | 223820 | 6 | 10/09/1998 | Customer Dispute | Pending | $12,000.00 | $0.00 | See FINRA Report |
| Harpel Wood Keller | 2047489 | 2 | 10/07/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Patrick Obrien | 2637870 | 1 | 10/06/1998 | Customer Dispute | Pending | $6,000.00 | $0.00 | See FINRA Report |
| Michael S Yarus | 1543852 | 6 | 10/05/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |