Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Andre Venzara | 1565357 | 3 | 12/28/1998 | Customer Dispute | Pending | $41,667.00 | $0.00 | See FINRA Report |
| Daniel Michael McGlinchey | 1033857 | 5 | 12/18/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John William McCall | 824736 | 11 | 12/15/1998 | Customer Dispute | Pending | $258,802.00 | $0.00 | See FINRA Report |
| Michael Brian Wargo | 2652745 | 2 | 12/08/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Bailey Whitehill | 465519 | 2 | 12/03/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Mastal | 2471761 | 1 | 11/23/1998 | Customer Dispute | Pending | $6,000.00 | $0.00 | See FINRA Report |
| Sean Christopher Kiltau | 2560331 | 6 | 11/20/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory John Mistovich | 823724 | 3 | 11/20/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ernest Allen Mishne | 702905 | 12 | 11/16/1998 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| John James Petracco | 1066918 | 13 | 11/16/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |