Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Jay Singer | 1557597 | 6 | 03/29/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lewis Swartz | 440909 | 5 | 03/16/1999 | Customer Dispute | Pending | $24,000.00 | $0.00 | See FINRA Report |
| William Shawn Eber | 2405445 | 2 | 03/10/1999 | Customer Dispute | Pending | $514,837.00 | $0.00 | See FINRA Report |
| Jack William Galle | 731838 | 2 | 03/08/1999 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Mark Arthur Welch | 2085171 | 4 | 02/24/1999 | Customer Dispute | Pending | $110,000.00 | $0.00 | See FINRA Report |
| Christopher Jon Skillman | 1825379 | 5 | 01/30/1999 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Joseph Wesley Forte | 2099222 | 3 | 01/20/1999 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Kyle William Jenner | 1441817 | 5 | 01/11/1999 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Renee Sprinthall | 1541117 | 4 | 01/04/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Henry Bonnes | 2098586 | 1 | 01/01/1999 | Customer Dispute | Pending | $5,000.00 | $6,250.00 | See FINRA Report |