Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Lee Whatley | 2442537 | 2 | 06/28/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Simon David Lewis | 2143351 | 8 | 06/24/1999 | Customer Dispute | Pending | $0.00 | $5,000.00 | See FINRA Report |
| Michael Francis Gannon | 1026077 | 2 | 06/18/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard David Siegel | 2262723 | 3 | 06/14/1999 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Francis Martin Gillis | 1590453 | 2 | 06/11/1999 | Customer Dispute | Pending | $16,376.50 | $0.00 | See FINRA Report |
| Edward Brian Newman | 1951603 | 2 | 06/03/1999 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Glenn Allen Donnell | 2239397 | 4 | 06/02/1999 | Customer Dispute | Pending | $11,000.00 | $0.00 | See FINRA Report |
| David Albert Meyers | 1019322 | 2 | 06/01/1999 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Donald Stewart Hutchinson | 254071 | 2 | 05/28/1999 | Customer Dispute | Pending | $10,316.00 | $0.00 | See FINRA Report |
| Duane Clarence Cooper | 838488 | 2 | 05/28/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |