Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Lewis Armstrong | 1042063 | 11 | 10/14/1999 | Customer Dispute | Pending | $36,535.00 | $0.00 | See FINRA Report |
| Jeffrey Craig Feldman | 1943917 | 4 | 10/14/1999 | Customer Dispute | Pending | $23,000.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 09/23/1999 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| David Leroy Colon | 1446986 | 1 | 09/16/1999 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony L Dente | 725367 | 2 | 08/26/1999 | Customer Dispute | Pending | $26,750.00 | $0.00 | See FINRA Report |
| Violet Lee | 2279257 | 2 | 08/16/1999 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Lawrence Lee Karpf | 2658255 | 3 | 08/11/1999 | Customer Dispute | Pending | $11,790.00 | $0.00 | See FINRA Report |
| David Jeffrey Abelson | 2058208 | 3 | 08/02/1999 | Customer Dispute | Pending | $14,720.00 | $0.00 | See FINRA Report |
| Richard Edward Boyle | 1652985 | 1 | 07/30/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Swatick Majumdar | 2049001 | 2 | 07/28/1999 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |