Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashish M Yagnik | 1989413 | 14 | 12/27/1999 | Customer Dispute | Pending | $537,888.00 | $0.00 | See FINRA Report |
| Paul Thomas Sant | 1125686 | 5 | 12/22/1999 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Fredrick Charles Venturoni | 2030145 | 5 | 12/20/1999 | Customer Dispute | Pending | $60,000.00 | $0.00 | See FINRA Report |
| Mark Thomas Schneider | 1727214 | 3 | 12/05/1999 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Randy Lee Husman | 801145 | 5 | 11/17/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Rex Zeanah | 1504790 | 2 | 11/16/1999 | Customer Dispute | Pending | $34,019.90 | $0.00 | See FINRA Report |
| Scott Philip Laruez | 1966528 | 6 | 11/10/1999 | Customer Dispute | Pending | $6,390.41 | $0.00 | See FINRA Report |
| James Mayer | 2889522 | 1 | 11/10/1999 | Customer Dispute | Pending | $38,000.00 | $0.00 | See FINRA Report |
| Suzanne Wuepper Sanford | 1391224 | 5 | 10/22/1999 | Customer Dispute | Pending | $8,000.00 | $0.00 | See FINRA Report |
| John Michael Ohnemus | 717310 | 3 | 10/18/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |