Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Barbara Meyers | 1505939 | 1 | 01/27/2000 | Customer Dispute | Pending | $27,449.40 | $0.00 | See FINRA Report |
| John Heckenkamp | 2163065 | 1 | 01/21/2000 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Patrick O'Leary Pascarella | 819627 | 12 | 01/21/2000 | Customer Dispute | Pending | $47,000.00 | $0.00 | See FINRA Report |
| Timothy Charles Sullivan | 2969989 | 9 | 01/20/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gary Evan Tantleff | 1753869 | 1 | 01/19/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ashish M Yagnik | 1989413 | 14 | 01/14/2000 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |
| David Allen Aarvig | 2639190 | 6 | 01/11/2000 | Customer Dispute | Pending | $11,000.00 | $0.00 | See FINRA Report |
| Timothy Charles Sullivan | 2969989 | 9 | 01/10/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brett Sylvain Miller | 2025341 | 2 | 01/01/2000 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Doron Kochavi | 1011155 | 8 | 12/31/1999 | Customer Dispute | Pending | $60,000.00 | $0.00 | See FINRA Report |