Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene Henry Freund | 214180 | 3 | 03/15/2000 | Customer Dispute | Pending | $28,836.90 | $0.00 | See FINRA Report |
| Robert Dennis Pearlman | 1034885 | 3 | 03/08/2000 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Thomas B Keene | 2013550 | 2 | 02/29/2000 | Customer Dispute | Pending | $5,250.00 | $0.00 | See FINRA Report |
| Richard Herman Wurz | 1359042 | 12 | 02/24/2000 | Customer Dispute | Pending | $99,267.20 | $0.00 | See FINRA Report |
| Martin Scott Sands | 1186904 | 21 | 02/20/2000 | Customer Dispute | Pending | $440,000.00 | $0.00 | See FINRA Report |
| John Tufts Dippel | 2810097 | 1 | 02/16/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Stephen Davenport | 1726592 | 3 | 02/10/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Charles Earl Belle | 17576 | 2 | 02/08/2000 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Charles William Watson | 1112426 | 1 | 01/28/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ernest Allen Mishne | 702905 | 12 | 01/27/2000 | Customer Dispute | Pending | $225,000.00 | $0.00 | See FINRA Report |