Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anne Marie Manfredi Baxter | 1265636 | 1 | 04/26/2000 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Mary Louise Robinson | 2657695 | 2 | 04/13/2000 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Tam Nguyen Vu | 1447631 | 2 | 04/06/2000 | Customer Dispute | Pending | $4,500.00 | $0.00 | See FINRA Report |
| Lannie Cecil Wright | 1101957 | 4 | 04/04/2000 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Mark Michael Ryan | 2682094 | 1 | 03/31/2000 | Customer Dispute | Pending | $20,444.00 | $0.00 | See FINRA Report |
| Gail M MacKler-Carlino | 1340615 | 9 | 03/30/2000 | Customer Dispute | Pending | $83,000.00 | $0.00 | See FINRA Report |
| Richard Thomas Grace | 2058649 | 3 | 03/28/2000 | Customer Dispute | Pending | $311,000.00 | $0.00 | See FINRA Report |
| James Neil Forster | 1562098 | 12 | 03/23/2000 | Customer Dispute | Pending | $360,000.00 | $0.00 | See FINRA Report |
| Stephen Kent Sherrod | 859603 | 1 | 03/17/2000 | Customer Dispute | Pending | $5,133.65 | $0.00 | See FINRA Report |
| Richard Vincent Vangel | 452984 | 3 | 03/16/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |