Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Warren Tishman | 447318 | 3 | 05/25/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Howard Lyle Abrams | 2170883 | 1 | 05/19/2000 | Customer Dispute | Pending | $35,000.00 | $0.00 | See FINRA Report |
| Glennon James Cole | 1999588 | 14 | 05/19/2000 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Sara Blatt Collins | 2921061 | 4 | 05/12/2000 | Customer Dispute | Pending | $6,000.00 | $0.00 | See FINRA Report |
| Mitchell Geoffrey Goldman | 1272999 | 3 | 05/09/2000 | Customer Dispute | Pending | $67,927.00 | $0.00 | See FINRA Report |
| James Keith Muir | 1457774 | 2 | 05/09/2000 | Customer Dispute | Pending | $16,564.00 | $0.00 | See FINRA Report |
| Richard Albert Selker | 1207685 | 2 | 05/03/2000 | Customer Dispute | Pending | $89,000.00 | $0.00 | See FINRA Report |
| Michael Jonathan Kravitz | 2148116 | 4 | 05/01/2000 | Customer Dispute | Pending | $112,353.00 | $0.00 | See FINRA Report |
| Mark Loren Myers | 1180908 | 2 | 04/28/2000 | Customer Dispute | Pending | $9,990.63 | $0.00 | See FINRA Report |
| Thomas Joseph Fallon | 1035661 | 3 | 04/27/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |