Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph John Ciaramitaro | 1471600 | 2 | 08/04/2000 | Customer Dispute | Pending | $13,708.30 | $0.00 | See FINRA Report |
| Phillip A Schwegmann | 1497968 | 1 | 07/31/2000 | Customer Dispute | Pending | $103,000.00 | $0.00 | See FINRA Report |
| Alex Hung Nguyen | 2843949 | 2 | 07/27/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Raymond Eiffe | 2404159 | 1 | 07/11/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Preston Johnson | 1811920 | 5 | 07/03/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ross Alexander Bunson | 2268051 | 1 | 06/28/2000 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Foster | 1333146 | 8 | 06/27/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Christopher Lee | 1272036 | 1 | 06/06/2000 | Customer Dispute | Pending | $31,000.00 | $0.00 | See FINRA Report |
| Stephen Maxwell Sherline | 2212153 | 6 | 06/01/2000 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Jesse Toledo Hearn | 1067277 | 3 | 05/30/2000 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |