Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael L Niemczyk | 3097183 | 7 | 09/05/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Beckwith | 1191210 | 1 | 09/02/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Myles David McPartland | 2392691 | 4 | 09/01/2000 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Steven C Demas | 2426504 | 3 | 08/31/2000 | Customer Dispute | Pending | $16,000.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 08/28/2000 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Peter Edward Price | 1295815 | 1 | 08/28/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Charles Mason | 1036748 | 1 | 08/25/2000 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael L Niemczyk | 3097183 | 7 | 08/24/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Blair Feit | 1027209 | 2 | 08/11/2000 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| David Sanford James | 1421651 | 6 | 08/04/2000 | Customer Dispute | Pending | $17,139.00 | $0.00 | See FINRA Report |