Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Christopher Donahue | 868935 | 1 | 11/07/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Patrick Fitzgerald | 209041 | 2 | 10/30/2000 | Customer Dispute | Pending | $130,000.00 | $0.00 | See FINRA Report |
| Luguang Luan | 3053874 | 4 | 10/19/2000 | Customer Dispute | Pending | $68,000.00 | $0.00 | See FINRA Report |
| Carl Norris Johnson | 1144288 | 11 | 10/18/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory Todd Lavergne | 1935068 | 1 | 10/10/2000 | Customer Dispute | Pending | $850,000.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 09/29/2000 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Eric James Petroff | 2798773 | 1 | 09/29/2000 | Customer Dispute | Pending | $5,700.00 | $0.00 | See FINRA Report |
| Charles Vincent Malico | 1507282 | 12 | 09/22/2000 | Customer Dispute | Pending | $29,815.00 | $0.00 | See FINRA Report |
| Roger Dale Gill | 1110258 | 3 | 09/18/2000 | Customer Dispute | Pending | $20,250.00 | $0.00 | See FINRA Report |
| Peter Gerard Kloppers | 2826997 | 1 | 09/08/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |