Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Gracia | 1951914 | 2 | 12/22/2000 | Customer Dispute | Pending | $33,534.00 | $0.00 | See FINRA Report |
| John Edward Vanclief | 2030796 | 2 | 12/13/2000 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Philip James Gullo | 708616 | 2 | 12/12/2000 | Customer Dispute | Pending | $44,590.00 | $0.00 | See FINRA Report |
| Berhane Kassahun | 1544625 | 6 | 12/11/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Eric Allan Stegmann | 3013057 | 3 | 12/05/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven C Demas | 2426504 | 3 | 12/04/2000 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| John Rutledge Lane | 1418711 | 2 | 11/30/2000 | Customer Dispute | Pending | $246,901.00 | $0.00 | See FINRA Report |
| Elliot Weissmark | 3042550 | 7 | 11/28/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John C Shin | 2575864 | 5 | 11/14/2000 | Customer Dispute | Pending | $16,500.00 | $0.00 | See FINRA Report |
| Stephen Glen Zahorian | 1628835 | 4 | 11/08/2000 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |