Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Coard Pease | 1067933 | 1 | 02/03/2001 | Customer Dispute | Pending | $221,022.00 | $0.00 | See FINRA Report |
| Kevin James Flynn | 1760171 | 3 | 02/02/2001 | Customer Dispute | Pending | $27,541.30 | $0.00 | See FINRA Report |
| Charles Curtis Fox | 1201770 | 2 | 02/01/2001 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Joseph John Ciaramitaro | 1471600 | 2 | 01/17/2001 | Customer Dispute | Pending | $16,860.00 | $0.00 | See FINRA Report |
| James Lee Bruce | 2502123 | 4 | 01/17/2001 | Customer Dispute | Pending | $15,610.00 | $0.00 | See FINRA Report |
| Darwin Whitcomb Heath Jr | 824772 | 3 | 01/09/2001 | Customer Dispute | Pending | $33,024.00 | $0.00 | See FINRA Report |
| Kenneth Bernard Gold | 1234570 | 3 | 01/09/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven C Demas | 2426504 | 3 | 01/03/2001 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Bruce Alan Herrick | 244075 | 9 | 12/26/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Carmelita Yunaranie Singh-Mayer | 2320728 | 2 | 12/23/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |