Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Thomas Flacco | 1403768 | 7 | 04/16/2001 | Customer Dispute | Pending | $358,507.00 | $0.00 | See FINRA Report |
| Lawrence Eugene Welch | 2359478 | 5 | 04/16/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Brian Waxgiser | 1585355 | 3 | 04/09/2001 | Customer Dispute | Pending | $9,000.00 | $0.00 | See FINRA Report |
| Robert Phillip Schilling | 1072399 | 3 | 04/06/2001 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Jay Justin Goldberg | 1926399 | 1 | 04/06/2001 | Customer Dispute | Pending | $23,000.00 | $0.00 | See FINRA Report |
| David Dunbar Johnson | 259173 | 3 | 04/05/2001 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 03/28/2001 | Customer Dispute | Pending | $7,750.00 | $0.00 | See FINRA Report |
| Jeffrey Reed Nesseth | 1983482 | 4 | 03/27/2001 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kae Alfred Ewing | 203437 | 7 | 03/22/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jerry Wayne Amussen | 865493 | 1 | 03/09/2001 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |