Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Larrence Page | 2269324 | 20 | 05/02/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Henry Francis Vales | 2163973 | 6 | 04/30/2001 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Charles Neil Maurer | 1512730 | 1 | 04/30/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Lonnie Adam Friedman | 2493876 | 7 | 04/26/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Pamela Jill Stern | 2132167 | 2 | 04/24/2001 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Jonathan Paul Ratner | 808159 | 2 | 04/24/2001 | Customer Dispute | Pending | $24,161.00 | $0.00 | See FINRA Report |
| Deborah Johnston Denooy | 1526393 | 3 | 04/23/2001 | Customer Dispute | Pending | $29,227.00 | $0.00 | See FINRA Report |
| Kevin Scott Jones | 1504897 | 4 | 04/20/2001 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Guy Brewster Knapp | 1682161 | 5 | 04/18/2001 | Customer Dispute | Pending | $23,956.00 | $0.00 | See FINRA Report |
| Joseph Edward Gimont | 1729076 | 1 | 04/17/2001 | Customer Dispute | Pending | $12,194.10 | $0.00 | See FINRA Report |