Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett Dennis Curran | 2194953 | 1 | 06/26/2001 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Kent Lloyd Wells | 1971511 | 3 | 06/19/2001 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Tommy Robert Tervort | 2283262 | 11 | 06/05/2001 | Customer Dispute | Pending | $17,100.00 | $0.00 | See FINRA Report |
| Alex Green | 2364554 | 1 | 05/31/2001 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 05/29/2001 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Semir Mutwakil Amin | 1741206 | 4 | 05/29/2001 | Customer Dispute | Pending | $86,000.00 | $0.00 | See FINRA Report |
| Gregory Scott Risse | 2105292 | 3 | 05/12/2001 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Weldon Reagan Putty | 1889114 | 11 | 05/08/2001 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Scott Wayne Hirsbrunner | 2846326 | 1 | 05/07/2001 | Customer Dispute | Pending | $13,500.00 | $0.00 | See FINRA Report |
| Quinn D Woody | 2550893 | 2 | 05/07/2001 | Customer Dispute | Pending | $13,500.00 | $0.00 | See FINRA Report |