Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marion Leopold Leonberger | 1083568 | 3 | 10/24/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Reynold Ciuffa | 1263006 | 3 | 10/24/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Hickey | 2947030 | 5 | 10/23/2001 | Customer Dispute | Pending | $17,000.00 | $0.00 | See FINRA Report |
| Rita Marie Dulya | 2050796 | 5 | 10/01/2001 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Keith Allen Korch | 1767225 | 8 | 09/18/2001 | Customer Dispute | Pending | $2,200,000.00 | $0.00 | See FINRA Report |
| Dennis Leon Spencer | 1550173 | 7 | 08/22/2001 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Kenneth Vincent | 834267 | 1 | 08/20/2001 | Customer Dispute | Pending | $22,000.00 | $0.00 | See FINRA Report |
| Gary Lane Glover | 1647229 | 7 | 08/16/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Ronald Vogel | 1832655 | 3 | 08/13/2001 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Christopher Paul Cheshire | 1796303 | 1 | 08/10/2001 | Customer Dispute | Pending | $14,800.00 | $0.00 | See FINRA Report |