Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Paul Mednick | 1386095 | 5 | 12/03/2001 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Dennis Leon Spencer | 1550173 | 7 | 11/28/2001 | Customer Dispute | Pending | $27,202.00 | $0.00 | See FINRA Report |
| Reeve van Nostrand | 2356166 | 1 | 11/27/2001 | Customer Dispute | Pending | $232,807.00 | $0.00 | See FINRA Report |
| Glen S Hancock | 1461959 | 4 | 11/20/2001 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Timothy Michael Oleary | 1344871 | 14 | 11/16/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Michael Oleary | 1344871 | 14 | 11/15/2001 | Customer Dispute | Pending | $164,500.00 | $0.00 | See FINRA Report |
| Charles Clifton Griffin | 1646781 | 5 | 11/13/2001 | Customer Dispute | Pending | $9,936.00 | $0.00 | See FINRA Report |
| Lee S Woodring | 2714686 | 1 | 11/05/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Garrett Lee Headley | 1056929 | 1 | 10/31/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Marion Leopold Leonberger | 1083568 | 3 | 10/24/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |