Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Michael Oleary | 1344871 | 14 | 12/28/2001 | Customer Dispute | Pending | $66,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph McDonald | 2574653 | 2 | 12/27/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Darin Keith Bahm | 2850903 | 3 | 12/27/2001 | Customer Dispute | Pending | $148,000.00 | $0.00 | See FINRA Report |
| Darin Keith Bahm | 2850903 | 3 | 12/26/2001 | Customer Dispute | Pending | $86,000.00 | $0.00 | See FINRA Report |
| Garry James Olson | 2152944 | 4 | 12/12/2001 | Customer Dispute | Pending | $93,649.00 | $0.00 | See FINRA Report |
| Kevin Bernard Lyles | 1341165 | 1 | 12/11/2001 | Customer Dispute | Pending | $28,499.00 | $0.00 | See FINRA Report |
| Brian John Bogart | 1186538 | 15 | 12/11/2001 | Customer Dispute | Pending | $78,280.00 | $0.00 | See FINRA Report |
| Robert Allen Sacharoff | 1007243 | 5 | 12/10/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven William Wanek | 2605759 | 4 | 12/07/2001 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Barbara Shoemaker Kenerson | 1060984 | 4 | 12/03/2001 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |