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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 5,391-5,400 out of 5,749 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Charles Anthony Ponciroli2118807301/27/2002Customer DisputePending$0.00$0.00See FINRA Report
Craig R Demaio2540112201/24/2002Customer DisputePending$0.00$0.00See FINRA Report
Gordon Ralph Dangelo1353120401/22/2002Customer DisputePending$317,013.00$0.00See FINRA Report
Kenrick Anthony Whyte2987579201/16/2002Customer DisputePending$194,000.00$0.00See FINRA Report
Peter Allen Kistner2284197301/16/2002Customer DisputePending$0.00$0.00See FINRA Report
John Henry Gray2849596401/16/2002Customer DisputePending$0.00$0.00See FINRA Report
Robert Albert Corsarie2213136101/14/2002Customer DisputePending$150,000.00$0.00See FINRA Report
Scott J Donato23363311001/08/2002Customer DisputePending$387,175.00$0.00See FINRA Report
Javier Adolfo Naselli2425401301/08/2002Customer DisputePending$218,000.00$0.00See FINRA Report
Stephen Barry Egbert76077201/03/2002Customer DisputePending$0.00$0.00See FINRA Report

5,749 Results

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