Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Vincent Bianchini | 1581616 | 12 | 03/19/2002 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Anthony Jacob Garcia | 1471037 | 3 | 03/14/2002 | Customer Dispute | Pending | $164,355.00 | $0.00 | See FINRA Report |
| Xianjin Li | 2992492 | 2 | 03/12/2002 | Customer Dispute | Pending | $22,200.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Renaker | 1741216 | 4 | 03/11/2002 | Customer Dispute | Pending | $12,232.70 | $0.00 | See FINRA Report |
| Robert Lonny Ruehman | 2109248 | 5 | 03/08/2002 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Michael Douglas Matlock | 1616892 | 1 | 03/03/2002 | Customer Dispute | Pending | $12,000.00 | $0.00 | See FINRA Report |
| Harold Francis Puhl | 1045552 | 5 | 02/25/2002 | Customer Dispute | Pending | $800,000.00 | $0.00 | See FINRA Report |
| Steven Frederick Schaefer | 2125180 | 2 | 02/25/2002 | Customer Dispute | Pending | $6,000.00 | $0.00 | See FINRA Report |
| Paul C Impellizeri | 2254850 | 1 | 02/12/2002 | Customer Dispute | Pending | $42,991.80 | $0.00 | See FINRA Report |
| Thomas Brian Moloney | 1543528 | 3 | 02/04/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |