Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Lemuel Bargeron | 2573888 | 1 | 04/15/2002 | Customer Dispute | Pending | $122,250.00 | $0.00 | See FINRA Report |
| Martin Scott Sands | 1186904 | 21 | 04/11/2002 | Customer Dispute | Pending | $2,000,000.00 | $0.00 | See FINRA Report |
| Jagdev Singh Cheema | 1604694 | 2 | 04/08/2002 | Customer Dispute | Pending | $5,221.31 | $0.00 | See FINRA Report |
| Harvey Royal Gammage | 1062049 | 2 | 04/08/2002 | Customer Dispute | Pending | $453,594.00 | $0.00 | See FINRA Report |
| Brad Stephen Gaglione | 2472271 | 3 | 04/05/2002 | Customer Dispute | Pending | $50,114.00 | $0.00 | See FINRA Report |
| Todd Arnold Havemeister | 1942953 | 12 | 04/04/2002 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Eugene Halsey Bosart | 26442 | 2 | 04/02/2002 | Customer Dispute | Pending | $56,000.00 | $0.00 | See FINRA Report |
| Neil Allen Swain | 2446916 | 2 | 03/29/2002 | Customer Dispute | Pending | $230,000.00 | $0.00 | See FINRA Report |
| David Jay Taborelli | 1457602 | 3 | 03/28/2002 | Customer Dispute | Pending | $60,000.00 | $0.00 | See FINRA Report |
| Bennett Scott Broad | 702460 | 41 | 03/27/2002 | Customer Dispute | Pending | $82,000.00 | $0.00 | See FINRA Report |