Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Allen Goldberg | 223972 | 9 | 05/15/2002 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Brett Sylvain Miller | 2025341 | 2 | 05/10/2002 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Walter Marvin Wittrock | 3210647 | 1 | 05/08/2002 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Edward Joseph Spanski | 2356329 | 1 | 05/07/2002 | Customer Dispute | Pending | $8,616.08 | $0.00 | See FINRA Report |
| John Joseph Leniart | 1792221 | 1 | 05/02/2002 | Customer Dispute | Pending | $57,784.40 | $0.00 | See FINRA Report |
| Marc Efram Sukoneck | 2922106 | 6 | 04/29/2002 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Caputo | 1990232 | 2 | 04/23/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Alejandro Riquezes | 2635856 | 1 | 04/22/2002 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Scott Alan McQuilken | 2618322 | 6 | 04/18/2002 | Customer Dispute | Pending | $11,000.00 | $0.00 | See FINRA Report |
| Haralambos Ignatios Kitsos | 2194430 | 2 | 04/15/2002 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |