Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rose D Dorothy Wehmeyer | 1570858 | 2 | 06/10/2002 | Customer Dispute | Pending | $79,511.00 | $0.00 | See FINRA Report |
| Herman Michael Bruckner | 1047370 | 2 | 06/06/2002 | Customer Dispute | Pending | $48,680.00 | $0.00 | See FINRA Report |
| John Theodore Petriello | 1364787 | 2 | 06/04/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Brian Lowney | 2008992 | 1 | 06/03/2002 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Margaret Archer | 1971356 | 3 | 06/03/2002 | Customer Dispute | Pending | $72,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas Eriksson | 2487298 | 9 | 05/28/2002 | Customer Dispute | Pending | $18,000.00 | $0.00 | See FINRA Report |
| Gary Schwendiman | 1945274 | 2 | 05/28/2002 | Customer Dispute | Pending | $129,320.00 | $0.00 | See FINRA Report |
| Julius Bernard Sampson | 703961 | 4 | 05/26/2002 | Customer Dispute | Pending | $375,000.00 | $0.00 | See FINRA Report |
| Francis Thomas Boyle | 1509908 | 1 | 05/23/2002 | Customer Dispute | Pending | $43,000.00 | $0.00 | See FINRA Report |
| Stephen Cutler Arnold | 1178562 | 4 | 05/16/2002 | Customer Dispute | Pending | $199,700.00 | $0.00 | See FINRA Report |