Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Luis Lequerica | 1514165 | 3 | 07/03/2002 | Customer Dispute | Pending | $68,758.90 | $0.00 | See FINRA Report |
| Kevin Charles Brown | 1475950 | 5 | 07/02/2002 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Richard Bruce Morgan | 340041 | 5 | 07/01/2002 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Charlton Dale Hombs | 2324074 | 1 | 06/24/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| J Leonard Rogers | 2680261 | 3 | 06/21/2002 | Customer Dispute | Pending | $169,000.00 | $0.00 | See FINRA Report |
| Carey M Stansbury | 1587877 | 1 | 06/19/2002 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Joel Thomas Summerlin | 2289767 | 2 | 06/19/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Jack Goodman | 802732 | 1 | 06/18/2002 | Customer Dispute | Pending | $235,000.00 | $0.00 | See FINRA Report |
| Dana J Baik | 2344849 | 1 | 06/17/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ruven Randall Rodriguez | 1962795 | 1 | 06/13/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |