Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christina Doris Parra | 1139230 | 6 | 07/17/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ronald Alan Lederkramer | 1775710 | 1 | 07/17/2002 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Herbert Armin Reznikoff | 1066895 | 9 | 07/15/2002 | Customer Dispute | Pending | $143,001.00 | $0.00 | See FINRA Report |
| David Chien Tsow | 4315641 | 1 | 07/12/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony White | 1281593 | 10 | 07/11/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Angelo Achilles Armenta | 1537445 | 6 | 07/11/2002 | Customer Dispute | Pending | $14,700,000.00 | $0.00 | See FINRA Report |
| Scott Douglas Harwell | 2693610 | 2 | 07/08/2002 | Customer Dispute | Pending | $145,000.00 | $0.00 | See FINRA Report |
| John David Burgraff | 1410273 | 5 | 07/08/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Antonio Jose Murzi | 2458955 | 1 | 07/04/2002 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Josefina Ramirez | 861537 | 2 | 07/04/2002 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |