Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Larrence Page | 2269324 | 20 | 08/08/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Mary Frances Samarin | 1284766 | 3 | 08/07/2002 | Customer Dispute | Pending | $6,500.40 | $0.00 | See FINRA Report |
| Robert Marc Weckstein | 1020134 | 1 | 08/06/2002 | Customer Dispute | Pending | $60,000.00 | $0.00 | See FINRA Report |
| Derrick Tyrone Robinson | 2304436 | 6 | 08/05/2002 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| James Rush James | 1843484 | 2 | 08/01/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel Keith Hocking | 1346641 | 2 | 07/30/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Lauren Martin Brown | 4089606 | 1 | 07/29/2002 | Customer Dispute | Pending | $8,000.00 | $0.00 | See FINRA Report |
| John Farren | 2306394 | 1 | 07/25/2002 | Customer Dispute | Pending | $69,640.00 | $0.00 | See FINRA Report |
| Thomas Cameron Oakes | 1354152 | 15 | 07/19/2002 | Customer Dispute | Pending | $11,927.10 | $0.00 | See FINRA Report |
| Bruce Michael Taylor | 1252287 | 8 | 07/19/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |