Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Daniel Redivo | 372330 | 1 | 11/22/2002 | Customer Dispute | Pending | $94,760.00 | $0.00 | See FINRA Report |
| Judith Ann Stevenson | 1408907 | 1 | 11/18/2002 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Steve Ray Dannenmueller | 1906204 | 1 | 11/12/2002 | Customer Dispute | Pending | $13,800.00 | $0.00 | See FINRA Report |
| David Richard Snyder | 1497535 | 2 | 11/06/2002 | Customer Dispute | Pending | $97,700.00 | $0.00 | See FINRA Report |
| Richard Alan McCasland | 2641410 | 5 | 11/04/2002 | Customer Dispute | Pending | $4,500.00 | $0.00 | See FINRA Report |
| Jeffrey Marc Mandell | 4262799 | 1 | 11/02/2002 | Customer Dispute | Pending | $10,202.00 | $0.00 | See FINRA Report |
| Barry Micael Falter | 2255288 | 1 | 11/01/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Leslie Cunningham | 1362301 | 4 | 10/22/2002 | Customer Dispute | Pending | $9,744.37 | $0.00 | See FINRA Report |
| Ronald James Moran | 339585 | 1 | 10/22/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Deborah Wisneski Thier | 2487802 | 1 | 10/16/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |