Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Jay Strasser | 1456856 | 21 | 12/20/2002 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Michael Jay Strasser | 1456856 | 21 | 12/20/2002 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Barry Kenneth Hartz | 1439697 | 1 | 12/13/2002 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| William Robert Holland | 248593 | 9 | 12/10/2002 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Dario Suarez | 1143417 | 76 | 12/06/2002 | Customer Dispute | Pending | $5,677.40 | $0.00 | See FINRA Report |
| Steven Dwayne Musielski | 2128821 | 6 | 12/04/2002 | Customer Dispute | Pending | $186,000.00 | $0.00 | See FINRA Report |
| Tracy Rae Turner | 1385745 | 36 | 11/29/2002 | Customer Dispute | Pending | $550,000.00 | $0.00 | See FINRA Report |
| Michael Sandberg | 1949867 | 11 | 11/27/2002 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Marcia Johnson Rogers | 1035980 | 2 | 11/26/2002 | Customer Dispute | Pending | $42,000.00 | $0.00 | See FINRA Report |
| Sammie Daniel Lee | 1711835 | 2 | 11/26/2002 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |