Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Edward Dear | 1079490 | 7 | 01/30/2003 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Lakin Garth | 730871 | 1 | 01/29/2003 | Customer Dispute | Pending | $24,585.00 | $0.00 | See FINRA Report |
| Klaus Juergen Falter | 1792680 | 1 | 01/28/2003 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael H Russ | 872990 | 1 | 01/25/2003 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Patricia Strauss Otterson | 1051951 | 1 | 01/16/2003 | Customer Dispute | Pending | $31,227.70 | $0.00 | See FINRA Report |
| Leonard J Bowlby | 2480556 | 2 | 01/14/2003 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Francis Knight | 1896582 | 3 | 01/03/2003 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Traci Marie Gomez | 2156566 | 3 | 12/30/2002 | Customer Dispute | Pending | $65,000.00 | $0.00 | See FINRA Report |
| Charles Jed Pendley | 2050443 | 1 | 12/20/2002 | Customer Dispute | Pending | $550,349.00 | $0.00 | See FINRA Report |
| Michael Jay Strasser | 1456856 | 21 | 12/20/2002 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |