Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Steven Kane | 1058621 | 2 | 03/11/2003 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathon Carson Leise | 726096 | 2 | 03/10/2003 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert George Rix | 3089093 | 1 | 03/05/2003 | Customer Dispute | Pending | $11,500.00 | $0.00 | See FINRA Report |
| John Clarence Woods | 1362326 | 2 | 03/01/2003 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| James C Meyer | 1896490 | 1 | 02/28/2003 | Customer Dispute | Pending | $140,000.00 | $0.00 | See FINRA Report |
| Glenn Frank Wilkinson | 2115646 | 3 | 02/28/2003 | Customer Dispute | Pending | $24,911.00 | $0.00 | See FINRA Report |
| Jack Michael Hartnell | 1057460 | 3 | 02/23/2003 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Robert Charles Boardman | 1740919 | 2 | 02/13/2003 | Customer Dispute | Pending | $13,000.00 | $0.00 | See FINRA Report |
| George Webb Fellows | 206062 | 4 | 02/10/2003 | Customer Dispute | Pending | $260,855.00 | $0.00 | See FINRA Report |
| Herman Albert Jacobi | 1259075 | 1 | 02/07/2003 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |