Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Woodward Bancroft | 1562889 | 5 | 04/11/2003 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
James Lewis Fulton | 710326 | 8 | 04/07/2003 | Customer Dispute | Pending | $8,604.47 | $0.00 | See FINRA Report |
Terrill Knighton | 2311217 | 4 | 04/04/2003 | Customer Dispute | Pending | $8,000.00 | $0.00 | See FINRA Report |
Tracy Rae Turner | 1385745 | 36 | 04/03/2003 | Customer Dispute | Pending | $128,000.00 | $0.00 | See FINRA Report |
Anthony Michael Siciliano | 1976909 | 1 | 04/03/2003 | Customer Dispute | Pending | $19,413.20 | $0.00 | See FINRA Report |
Lee Povinelli | 2402193 | 2 | 03/22/2003 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Robert Alma Burnham | 1853277 | 4 | 03/21/2003 | Customer Dispute | Pending | $97,662.20 | $0.00 | See FINRA Report |
Joan K Hansen | 2214615 | 1 | 03/17/2003 | Customer Dispute | Pending | $8,400.00 | $0.00 | See FINRA Report |
Eric Allan Rudney | 1221291 | 3 | 03/14/2003 | Customer Dispute | Pending | $365,450.00 | $0.00 | See FINRA Report |
Harvey Royal Gammage | 1062049 | 2 | 03/14/2003 | Customer Dispute | Pending | $86,204.00 | $0.00 | See FINRA Report |