Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Parson Marshall | 1280980 | 3 | 07/29/2003 | Customer Dispute | Pending | $31,499.80 | $0.00 | See FINRA Report |
| Laura L Davis | 1279947 | 6 | 07/21/2003 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Luis Prieto | 2487683 | 4 | 07/18/2003 | Customer Dispute | Pending | $917,768.00 | $0.00 | See FINRA Report |
| Larry Henry Taylor | 443336 | 3 | 07/02/2003 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Arlen Dempsey | 2158624 | 9 | 07/01/2003 | Customer Dispute | Pending | $32,555.10 | $0.00 | See FINRA Report |
| Lewis Robinson | 1630516 | 12 | 06/26/2003 | Customer Dispute | Pending | $72,073.00 | $0.00 | See FINRA Report |
| Vincenzo Cesare | 2534353 | 1 | 06/26/2003 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Robert Michael Becker | 1406849 | 1 | 06/25/2003 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Craig Vernon Parker | 864458 | 2 | 06/23/2003 | Customer Dispute | Pending | $34,053.20 | $0.00 | See FINRA Report |
| Armand Joseph Fisher | 1528479 | 11 | 06/23/2003 | Customer Dispute | Pending | $71,199.00 | $0.00 | See FINRA Report |