Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arndrea S Laporte | 2193329 | 1 | 02/10/2004 | Customer Dispute | Pending | $13,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Defosse | 1455218 | 6 | 02/02/2004 | Customer Dispute | Pending | $147,000.00 | $0.00 | See FINRA Report |
| John David Gebhardt | 2024185 | 3 | 01/30/2004 | Customer Dispute | Pending | $36,276.40 | $0.00 | See FINRA Report |
| Irwin Joseph Rothchild | 405650 | 2 | 01/29/2004 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Harrington Garde | 1127688 | 1 | 01/14/2004 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Danny Quentin Humphrey | 2580858 | 9 | 01/10/2004 | Customer Dispute | Pending | $44,744.80 | $0.00 | See FINRA Report |
| Idania Himilce Vazquez | 2973926 | 2 | 12/31/2003 | Customer Dispute | Pending | $40,000,000.00 | $0.00 | See FINRA Report |
| James Lance Weimar | 1244693 | 1 | 12/23/2003 | Customer Dispute | Pending | $12,000.00 | $0.00 | See FINRA Report |
| Ryan Scott Saccomanno | 1997909 | 5 | 12/15/2003 | Customer Dispute | Pending | $81,615.00 | $0.00 | See FINRA Report |
| David Stuart Oldham | 1259949 | 2 | 12/09/2003 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |