Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Farhan Younas | 4563641 | 1 | 03/29/2004 | Customer Dispute | Pending | $7,676.00 | $0.00 | See FINRA Report |
| John Jay Marvin | 1313737 | 4 | 03/26/2004 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Deborah Farris Goldberg | 1463493 | 1 | 03/23/2004 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Martin Scott Sands | 1186904 | 21 | 03/18/2004 | Customer Dispute | Pending | $540,000.00 | $0.00 | See FINRA Report |
| Laurance Elbridge Boyden | 27762 | 2 | 03/15/2004 | Customer Dispute | Pending | $81,000.00 | $0.00 | See FINRA Report |
| Matthew Christian Bayer | 2744627 | 2 | 03/01/2004 | Customer Dispute | Pending | $149,000.00 | $0.00 | See FINRA Report |
| David Owen Hess | 2378128 | 4 | 02/27/2004 | Customer Dispute | Pending | $26,500.00 | $0.00 | See FINRA Report |
| Mark Roy Pond | 1404454 | 3 | 02/26/2004 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Armand Joseph Fisher | 1528479 | 11 | 02/18/2004 | Customer Dispute | Pending | $311,954.00 | $0.00 | See FINRA Report |
| David Anton O'Hara | 1708366 | 5 | 02/16/2004 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |