Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Joseph Rainey | 1685500 | 3 | 05/20/2004 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Leonard Semprini | 1322274 | 2 | 05/18/2004 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ruben Sifuentes | 3162833 | 6 | 05/11/2004 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Thomas Greenwell | 1515931 | 1 | 05/08/2004 | Customer Dispute | Pending | $27,800.00 | $0.00 | See FINRA Report |
| Kevin William Jackson | 1692529 | 11 | 05/06/2004 | Customer Dispute | Pending | $16,942.30 | $0.00 | See FINRA Report |
| James Michael Shaw | 2498399 | 3 | 05/04/2004 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ryan Scott Saccomanno | 1997909 | 5 | 05/04/2004 | Customer Dispute | Pending | $32,000.00 | $0.00 | See FINRA Report |
| David Owen Hess | 2378128 | 4 | 04/26/2004 | Customer Dispute | Pending | $28,000.00 | $0.00 | See FINRA Report |
| John Francis Salemi | 2877614 | 1 | 04/22/2004 | Customer Dispute | Pending | $15,587.20 | $0.00 | See FINRA Report |
| Mark Krauss | 1800899 | 3 | 03/31/2004 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |