Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Vernon Parker | 864458 | 2 | 07/20/2004 | Customer Dispute | Pending | $263,191.00 | $0.00 | See FINRA Report |
| John William Hoekman | 2455445 | 10 | 07/16/2004 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Kimberly Kay Cutsforth | 2991466 | 2 | 07/12/2004 | Customer Dispute | Pending | $299,781.00 | $0.00 | See FINRA Report |
| Kimberly Kay Cutsforth | 2991466 | 2 | 07/12/2004 | Customer Dispute | Pending | $322,674.00 | $0.00 | See FINRA Report |
| Jerry Orville Cutsforth | 1832935 | 2 | 07/12/2004 | Customer Dispute | Pending | $299,781.00 | $0.00 | See FINRA Report |
| Jerry Orville Cutsforth | 1832935 | 2 | 07/12/2004 | Customer Dispute | Pending | $322,674.00 | $0.00 | See FINRA Report |
| James Scott Buckland | 1061158 | 1 | 07/07/2004 | Customer Dispute | Pending | $6,836.41 | $0.00 | See FINRA Report |
| Edward M Taylor | 2255793 | 1 | 07/02/2004 | Customer Dispute | Pending | $21,000.00 | $9,500.00 | See FINRA Report |
| James Edward Harris | 4004078 | 3 | 07/01/2004 | Customer Dispute | Pending | $275,000.00 | $0.00 | See FINRA Report |
| Ralph William Ward | 3245599 | 4 | 06/16/2004 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |